Detalhes bibliográficos
| Ano de defesa: |
2008 |
| Autor(a) principal: |
Silveira, Sandra Maria Bittencourt da |
| Orientador(a): |
Oliveira, Fernando Antonio Albino de |
| Banca de defesa: |
Não Informado pela instituição |
| Tipo de documento: |
Dissertação
|
| Tipo de acesso: |
Acesso aberto |
| Idioma: |
por |
| Instituição de defesa: |
Pontifícia Universidade Católica de São Paulo
|
| Programa de Pós-Graduação: |
Programa de Estudos Pós-Graduados em Direito
|
| Departamento: |
Faculdade de Direito
|
| País: |
BR
|
| Palavras-chave em Português: |
|
| Área do conhecimento CNPq: |
|
| Link de acesso: |
https://tede2.pucsp.br/handle/handle/8280
|
Resumo: |
This study aims to make an analysis of the Brazilian institute designated termo de compromisso according to the applicable Brazilian law, discussing its unique characteristics and impacts. The adoption of the termo de compromisso intends to allow the elimination of risks related to administrative infractions and to the Brazilian Capital Market as well as to its participants of originating losses, through the suspension of such practices appointed as infractions by CVM and the compensation of such losses. In such cases, with the execution of a termo de compromisso between CVM and the defendant, it will not be necessary to wait for the end of the administrative proceeding. In this sense, the analysis of the legal aspects related to the termo de compromisso in this paper aim to contribute for a best understanding of the institute. In order to reach such aim, this study is structured as follows: (i) the first chapter covers the aspects related to the legislation (Law n.º 9.457/1997) which introduces the termo de compromisso in the Brazilian Legal System and the international mechanisms which the termo de compromisso in Brazil is derived from; (ii) the second chapter analyzes the application of the termo de compromisso on the regulation of the Brazilian Capital Market, discussing its nature, the modifications implemented by the Law n.º 10.303/2001 and Decree n.º 3.995/2001, the requirements for its execution, its regulation by CVM and its effects; and (iii) the third chapter is dedicated to make an analysis of the development perspectives of the termo de compromisso at the Brazilian Capital Market. This study concludes with a discussion related to the implications of the termo de compromisso at the Brazilian Capital Market considering all the aspects covered in its chapters |
