Contrato de mútuo conversível em participação societária

• Ano de defesa: 2022
• Autor(a) principal: Zirpoli, Rodrigo Domingos
• Orientador(a): Nunes, Marcelo Guedes
• Tipo de documento: Dissertação
• Tipo de acesso: Acesso aberto
• Idioma: por
• Instituição de defesa: Pontifícia Universidade Católica de São Paulo
• Programa de Pós-Graduação: Programa de Estudos Pós-Graduados em Direito
• Departamento: Faculdade de Direito
• País: Brasil
• Palavras-chave em Português: Contrato de mútuo conversível; Dívida conversível em participação; Capitalização atípica de sociedades maiores; Sociedades limitada e anônima
• Palavras-chave em Inglês: Convertible note agreement into equity; Debt convertible into equity; Atypical capitalization of corporate structures; Limited liability company and business corporation
• Área do conhecimento CNPq: CNPQ::CIENCIAS SOCIAIS APLICADAS::DIREITO
• Link de acesso: https://repositorio.pucsp.br/jspui/handle/handle/25999

The purpose of this work is to scrutinize the Brazilian convertible note agreement into equity, created from the convertible notes of the United States of America, which represents a complex, hybrid and secure legal business that allows the capitalization of the most diverse corporate structures, which can use this alternative to avoid abusive bank interest rate in Brazil and the difficulty of accessing the capital market. The Brazilian convertible note agreement into equity, at the end of its term, has a triple option of a unilateral, subjective right and acceptance of will of the investor/lender: a) convert the credit by offsetting (Brazilian Civil Code: art. 368) with the payment of the subscribed share capital; b) be refunded the credit, if the conditions precedent (Brazilian Civil Code: art. 125) are not met by the investee/borrower and its partners; or c) debt forgiveness, which, in practice, will have occurred as a donation (Brazilian Civil Code: art. 538). Such structuring clearly contributes to the economic context of capitalization of business companies, especially due to the speed that funding can be provided to business companies, without depending on bureaucratic and regulatory acts. Such atypical, hybrid, real, bilateral, onerous, commutative, solemn, principal, continuous execution contract (successive agreement) and, above all, very personal, little studied in the country, represents a safe and effective means of capitalization of companies, contributing to the promotion of the economy, its economic agents, and its stakeholders