A responsabilização do coordenador líder de ofertas públicas de ações por infração ao dever de informar: como indenizar os danos dos investidores?

• Ano de defesa: 2011
• Autor(a) principal: Santos, Handemba Mutana Poli dos
• Orientador(a): Corrêa, André Rodrigues
• Tipo de documento: Dissertação
• Tipo de acesso: Acesso aberto
• Idioma: por
• Palavras-chave em Português: Responsabilidade civil; Coordenador líder; Oferta pública de ações
• Palavras-chave em Inglês: Initial public offering; Lead underwriter; Due diligence process
• Link de acesso: http://hdl.handle.net/10438/8371

This paper paper analyzes the applicability of civil liability regimes to compensate investors for damages arising from violations of the lead underwriter of initial public offering. The accountability of this agent is based on the duty to act with high standards of care to: (i) ensure the quality of information, (ii) disclose information in a manner that allows the investor make an informed decision, and (iii) act in accordance with the principle of good faith. For this, we studied the regimes of liability subjective, based on the wrongful conduct of the lead underwriter, and strict liability based on the Consumer Protection Code and the risk of financial intermediation activity in public offerings. It is intended to eventually identify the most appropriate regime for compensate the investors damages.